Financial Industry Regulatory Authority
Data Governance Framework for Financial Planning
Compliance Requirements
Data Governance for Blockchain Technology
Data Governance Framework for Financial Planning 
Data governance is a critical aspect of
financial planning that ensures the integrity, availability, and security of financial data
...Planning In the context of financial planning, data governance involves the management of data assets to ensure compliance with
regulatory standards and to support strategic decision-making
...organizations must adhere to various regulations, including: General Data Protection Regulation (GDPR) Financial
Industry Regulatory
Authority (FINRA) Health Insurance Portability and Accountability Act (HIPAA) Implementing a Data Governance Framework Implementing a data governance framework
...
Compliance Requirements 
Key components of compliance requirements include:
Regulatory Compliance Legal Compliance
Industry Standards Internal Policies and Procedures Types of Compliance Requirements Compliance requirements can be categorized into several types, each with specific implications for business
...includes: General Data Protection Regulation (GDPR) Health Insurance Portability and Accountability Act (HIPAA)
Financial Industry Regulatory
Authority (FINRA) 2
...
Data Governance for Blockchain Technology 
Compliance: Adhering to legal and
regulatory requirements related to data management
...presents several challenges, including: Decentralization: Unlike traditional databases, blockchain does not have a central
authority, making it difficult to enforce governance policies
...Financial Services Financial institutions are adopting blockchain for secure transactions
...Emergence of Standards: The development of
industry standards for data governance in blockchain will help organizations implement best practices
...
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